DGAP-PVR: comdirect bank AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

2019. november 08., péntek, 14:14







DGAP Voting Rights Announcement: comdirect bank AG







comdirect bank AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution







08.11.2019 / 14:14



Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.


The issuer is solely responsible for the content of this announcement.




Notification of Major Holdings



1. Details of issuer










Name: comdirect bank AG
Street: Pascalkehre 15
Postal code: 25451
City: Quickborn
Germany
Legal Entity Identifier (LEI): 529900V761CIZ36SHR16

2. Reason for notification








X Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
  Other reason:

3. Details of person subject to the notification obligation

Natural person (first name, surname): Klaus Umek
Date of birth: 05 Oct 1971

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

 

5. Date on which threshold was crossed or reached:

02 Oct 2019

6. Total positions















  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 3.06 % 0.19 % 3.25 % 141,220,815
Previous notification n/a % n/a % n/a % /

7. Details on total positions

a. Voting rights attached to shares (Sec. 33, 34 WpHG)















ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE0005428007
4,320,893 % 3.06 %
Total 4,320,893 3.06 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG












Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %



0 0 %
    Total 0 0 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG


















Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
Contract for difference open at any time Cash 262,000 0.19 %
      Total 262,000 0.19 %

8. Information in relation to the person subject to the notification obligation




  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

















Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Klaus Umek 0 % % %
Pomerol Limited 0 % % %
Petrus Advisers Ltd. 3.06 % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG

(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)


Date of general meeting:

Holding total positions after general meeting (6.) after annual general meeting:






Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:

The group notification of Mr. Klaus Umek replaces the notification of Petrus Advisers Ltd, which was published on 27 September 2019, and also fulfils the notification obligation for Petrus Advisers Ltd of 2 October 2019. 


Date

08 Nov 2019















08.11.2019 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de













Language: English
Company: comdirect bank AG

Pascalkehre 15

25451 Quickborn

Germany
Internet: www.comdirect.de





 
End of News DGAP News Service





908667  08.11.2019 



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