DGAP-PVR: PNE AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

2019. november 08., péntek, 15:22







DGAP Voting Rights Announcement: PNE AG







PNE AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution







08.11.2019 / 15:22



Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.


The issuer is solely responsible for the content of this announcement.




Notification of Major Holdings



1. Details of issuer










Name: PNE AG
Street: Peter-Henlein-Straße 2-4
Postal code: 27472
City: Cuxhaven
Germany
Legal Entity Identifier (LEI): 391200KEHI6OQSGGN373

2. Reason for notification








  Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
  Change of breakdown of voting rights
  Other reason:

3. Details of person subject to the notification obligation

Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

 

5. Date on which threshold was crossed or reached:

05 Nov 2019

6. Total positions















  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 0.98 % 15.85 % 16.83 % 76603334
Previous notification 0.92 % 14.30 % 15.21 % /

7. Details on total positions

a. Voting rights attached to shares (Sec. 33, 34 WpHG)
















ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000A0JBPG2 0 747745 0.00 % 0.98 %
Total 747745 0.98 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG












Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %



0 0.00 %
    Total 0 0.00 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG






















Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
Share Purchase Agreements By 19.12.2019 At any time until 19.12.2019 Physical 10182216 13.29 %
Share Purchase Agreements

Physical 1958930 2.56 %
      Total 12141146 15.85 %

8. Information in relation to the person subject to the notification obligation




  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

























































Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Morgan Stanley % % %
Morgan Stanley Capital Management, LLC % % %
Morgan Stanley Domestic Holdings, Inc. % % %
Morgan Stanley & Co. LLC % % %
- % % %
Morgan Stanley % % %
MS Holdings Incorporated % % %
Morgan Stanley Infrastructure III Inc. % % %
North Haven Infrastructure III Hedging L.P. % % %
NHIP III Holdings Coöperatief U. A. % % %
Sirocco Holding B.V. % % %
Buran Holding B.V. % % %
Photon Management GmbH % 15.85 % 16.47 %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG

(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)


Date of general meeting:

Holding total positions after general meeting (6.) after annual general meeting:






Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:

 


Date

08 Nov 2019















08.11.2019 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de













Language: English
Company: PNE AG

Peter-Henlein-Straße 2-4

27472 Cuxhaven

Germany
Internet: http://www.pne-ag.com





 
End of News DGAP News Service





908781  08.11.2019 



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